Please use this identifier to cite or link to this item: http://hdl.handle.net/20.500.11861/3810
Title: An overview online securities trading service in Hong Kong
Authors: HON Tai Yuen, Kurt 
Keywords: Anti-money laundering
Issue Date: 2015
Source: Journal of Economics Bibliography, Dec 2015, vol. 2 (4), pp. 201-207
Journal: Journal of Economics Bibliography 
Abstract: The objective of this study is to examine the online securities trading service in Hong Kong. The upward trend in the contribution of retail online trading to total turnover value of online brokers continued, reaching 29% in 2013/14.However, international standards of anti-money laundering and counter-terrorist financing are set by the Financial Action Task Force. We expect that the client opening procedures (especially anti-money laundering) cannot satisfy both U.S. Securities and Exchange Commission and Hong Kong Securities and Futures Commission regulators. Some online brokerages will close their business in Hong Kong.
Type: Other Article
URI: http://hdl.handle.net/20.500.11861/3810
ISSN: 2149-2387
DOI: 10.1453/jeb.v2i4.553
Appears in Collections:Economics and Finance - Publication

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